MiFID II - an internal audit perspective
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MiFID II - an internal audit perspective New !

courseType Technical Skills, Financial Sector

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Cofinancement de la formation: les nouvelles dispositions législatives 2018

Pour plus d'informations veuillez consulter notre article.

Ou directement : Lifelonglearning​​

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General course details

Introduction

MiFID II is live since 3 January 2018. Financial institutions have reviewed, reshaped and processed major changes in their organisation and market governance approaches to comply with its requirements.
As an internal auditor, MiFID II will affect your risk assessment, your internal audit plan and the way you will build your testing plans.

Objectives

At the end of the training, participants will:
  • Have reviewed major impacts of MiFID II and their implications on internal audit responsibilities;
  • Have identified the changes and amendments to be made on their current plans and procedures; 
  • Have determined their next steps to embed MiFID II in their responsibilities.

Content

 Client and governance aspects

  • MiFID II EU legal framework
  • MiFID II scope 
  • MiFID II Client aspects
  • MiFID II Organisation & Governance aspects

Market aspects

  • MiFID II EU legal framework
  • MiFID II scope
  • MiFID II Market aspects

From an internal audit perspective

  • Impacts on the risk assessment
  • Impacts on the internal audit plan
  • Risk/based perspective: how to approach MiFID II?

Our lead expert

PF Wery.png
​Pierre François Wery,
Responsible for Risk Assurance Services, Pierre-François is Réviseur d’Entreprises Agréé, Master in Law and Certified Fraud Examiner.
He is a Board Member of the Institute of Internal Auditors Luxembourg (IIA). He has  28-years experience in Internal and External Audit, Forensic and Advisory services in the financial, commercial and industrial sectors in Luxembourg.

Target audience

  • Internal auditors
  • Head of internal audit department

Practical information

Language: English

Duration: 4 hours

Number of participants: limited to 20 participants, to ensure a high interactivity during the training



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